The Investigations and Enforcement Division

The Investigations and Enforcement Division plays pivotal roles in enabling the FSC to perform its critical duties in the pursuit of its functions. These include:

  • conducting special examinations and investigations to gather evidence where there are cases of suspected breaches of the relevant Acts.
  • carrying out reviews to gather pertinent information to determine the fitness and propriety of persons applying for registration or licensing under the relevant Acts.
  • receiving and processing complaints from the public concerning the practices of licensees and registrants.