Proposed Amendments To Securities (Conduct Of Business) Regulaions, 1999

News Articles • December 23, 2020 • by: FSC

The Financial Services Commission (FSC) published Guidelines SR-GUID-20/01-0026 titled Market Conduct Guidelines for Securities Dealers (Guidelines) on January 31, 2020 after having consultation with the securities industry during 2018 and2019. The Guidelines can be found on the FSC‘s website at


for more details see consultation paper notice here