Checklists

 

·           Checklist for Companies

·           Checklist for Individual Dealers

·           Checklist for Representatives of Dealer/Investment Advisers

·           Checklist for Responsible Officers

·           Confidential Report

 

Legislation: -

·           Financial Services Commission Act

·           The Securities Act, 1993

·           Amendment to the Securities Act, 2001

·           The Unit Trust Act

·           Amendment to the Unit Trust Act, 2001

 

 

Registration: -

·           Licensing Requirements

·           Fit and Proper Questionnaire

 

Information and Reports:-

·           Collective Investment Scheme (CIS)

·           CIS Recommendations

·           C1 Notes

·           C1 Revised

·           Management Discussions and Analysis

·           Guidelines to issuers of Securities

·           Dealer Filing

 

·           List of Licensed Dealers

To contact Securities Division:

Phone: 876-906-3010

Fax: 876-906-3018

Email: securities@fscjamaica.org

 

Registration Checklist and Forms
Text Box:

Legal Information | Policy Statement

@ copyright 2003 Financial Services Commission of Jamaica, All rights reserved

Financial Services Commission | 39-43 Barbados Ave, Kingston 5, Jamaica WI. |Tel : (876) 906-3010, Fax (876) 906-3018

Email : Inquiry@fscjamaica.org

 
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       Financial Services Commission

of Jamaica