·           Asset Management Platform Providers

·           Proposed Exempt Distribution Regulations 2006

·           Proposed Amendment to Unit Trust Act

 

Registration & Prospectus Disclosure

·           Securities Registration & Prospectus

·           Securities Registration & Prospectus Form

 

·           Draft Addendum to Interim Capital Standards and Guidelines on Margin Requirements

·           Disclosure Standards for Securities Dealers (Best Practices)

·           JSE Market Monitoring and Surveillance - Standards to be met by Market Participants

·           Guidelines for Regulatory Oversight of Credit Rating

·           Public Disclosure  Framework 10-11-04

·           Qualified Investors and it’s importance to Jamaica

·           Guidelines on Audit Committees

·           Mutual Funds Amendments

·           Addendum to the Guidelines for Repurchase Agreements Margin Requirements

·           Draft Addendum to the Guidelines for Issuers of Securities

·           Compensation Fund Plans for the Jamaican Financial Services Sector

·           Discussion Paper - Continuous Disclosure

Legislation: -

·           Financial Services Commission Act

·           The Securities Act, 1993

·           Amendment to the Securities Act, 2001

·           The Unit Trust Act

·           Amendment to the Unit Trust Act, 2001

 

 

Registration: -

·           Licensing Requirements

·           Fit and Proper Questionnaire

 

Information and Reports:-

·           Collective Investment Scheme (CIS)

·           CIS Recommendations

·           C1 Notes

·           C1 Revised

·           Management Discussions and Analysis

·           Dealer Filing

·           List of Licensed Dealers

To contact Securities Division:

Phone: 876-906-3010

Fax: 876-906-3018

Email: securities@fscjamaica.org

 

Discussion Papers/ Draft Guidelines
Text Box: Office Home

       Financial Services Commission

of Jamaica